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Code · CFR · Title 31 — Money and Finance: Treasury · Part 1023 · § 1023.600

§ 1023.600. General.

64 words·~1 min read·/us/cfr/t31/s§ 1023.600·

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Brokers or dealers in securities are subject to the special standards of diligence; prohibitions; and special measures requirements set forth and cross referenced in this subpart. Brokers or dealers in securities should also refer to subpart F of part 1010 of this chapter for special standards of diligence; prohibitions; and special measures contained in that subpart which apply to brokers or dealers in securities.
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